Docket No. 4323 - Narragansett Electric d/b/a National Grid - Application for Approval of a Change in Electric and Gas Base Distribution Rates Pursuant to R.I.G.L. Sections 39-3-10 and 39-1-3-11 (filed April 27, 2012) Status of Docket: Closed. COMMISSION ORDERS: Final Report and Order No. 21011 approving revised rates, charges and tariiffs effective February 1, 2013 and authorizing National Grid to collect total revenue requirement of $259,948,385 for the electric operations and $166,765,894 for the gas operations. Written Order issued April 1, 2013. Order No. 20943 approving the November 14, 2012 Settlement Agreement, and all rates, charges and tariiffs filed by National Grid on January 24, 2013 pursuant to the Amended Settlement Agreement. The approved rates provides National Grid with a revenue requirement of $259,948,385 for the electric operations and $166,765,894 for the gas operations for effective February 1, 2013. Incorporates Errata Order No. 21054 to correct a clerical mistake in Order No. 20943. COMPLIANCE FILINGS, REPORTS AND POST ORDERS: National Grid's Electric Earning Reports: National Grid's Electric Earning Report for the twelve-month period ending December 31, 2013(11/7/14) National Grid's Electric Earnings Report for the twelve-month period ending December 31, 2014 (5/1/15) National Grid's Electric Earning Report for the twelve-month period ending December 31, 2015 (5/1/15) National Grid's Electric Earnings Report for CY ending December 31, 2015 (5/2/16) National Grid's Electric Revised Earnings Reports for 2013 and 2014 (5/23/16) National Grid's Electric Earnings Report for the twelve-month period ended December 31, 2016 (5/1/17) National Grid's Electric Earnings Report for the twelve-month period ended December 31, 2017 (5/1/18) National Grid's Gas Earnings Reports: National Grid's responses to Division's 1st Set of Data Requests issued on September 14, 2015 regarding Gas Earning Sharing Mechanism (10/7/15) National Grid's Gas Earnings Report for 2014 and 2015 (8/28/15) National Grid's response to Division's1st Set of Data Requests (10/7/15) National Grid's Gas Revised Earnings Reports for 2014 and 2015 (10/15/15) National Grid's responses to Division's 2nd Set of Data Requests (10/23/15) National Grid's Gas Earnings Report for Twelve Months Ended March 31, 2016 (8/29/16) National Grid's Final Gas Earnings Report for Twelve Months Ended March 31, 2013 (10/5/16) National Grid's Gas Earning Reports for Twelve Months Ended March 31, 2017 (9/1/17) - Reference to Docket 4708, Gas Earnings Reports is now submitted in the Company's Distribution Adjustment Charge Filing Docket for the respective year. FILINGS IN CONNECTION WITH THE SETTLEMENT AGREEMENT(S): National Grid Compliance Filing - Final and Approved Amended Settlement Agreement, including updated attach, and Compliance Electric and Gas Rates (filed January 24, 2013) Compliance Letter Compliance Summary, Amended Settlement Agreement & Attachments, Book 1 of 4 Attachments 3, Attachments 8, Attachments 10 through 12, Book 2 of 4 Electric Tariffs, Book 3 of 4 Gas Tariffs, Book 4 of 4 National Grid's gas-rate summary sheets providing the new gas rates to become effective February 1, 2013 pursuant to the Amended Settlement Agreement Testimony of Amended Settlement Agreement (filed November 14, 2012) - The Amended Settlement Agreement was approved by the Commission on December 20, 2012. A Notice of Amended Settlement Agreement was executed on November 13, 2012 between National Grid, the Division of Public Utilities and the US Dept. of Navy. In support of the Amended Settlement Agreement are the following exhibits and schedules: Amended Settlement Agreement Book 1 of 4 - Settlement Agreement and Attachments Amended Settlement Agreement Book 2 of 4 - Electric Cost of Service Study (Attachment 3) & Gas Cost of Service Study (Attachment 8) Amended Settlement Agreement Book 3 of 4 - Electric Tariffs Amended Settlement Agreement Book 4 of 4 - Gas Tariffs Testimony in support of Settlement Agreement (filed October 19, 2012) A Settlement Agreement was executed on October 19, 2012 between National Grid, the Division of Public Utilities and the US Dept. of Navy. In support of the Settlement Agreement are the following exhibits and schedules: Settlement Agreement Book 1 of 4 - Settlement Agreement and Attachments Settlement Agreement Book 2 of 4 - Electric Cost of Service Study (Attachment 3) & Gas Cost of Service Study (Attachment 8) Settlement Agreement Book 3 of 4 - Electric Tariffs Settlement Agreement Book 4 of 4 - Gas Tariffs FILINGS BY NATIONAL GRID, DIVISION AND INTERVENORS REGARDING THE RATE APPLICATION FILED ON APRIL 12, 2012: First Procedural Schedule for Docket Notice of Public Hearings Second Procedural Schedule relating to the Settlement Agreement (10/26/12) Testimony in support of initial rate application by National Grid: National Grid filed on April 27, 2012, an application to implement an increase in electric and gas distribution rates. The rates are designed to recover $31.4 million for its electric business and approximately $20.9 million for its gas business. The application includes Transmittal Letter summarizing the components of the application, direct case testimony and the Filing Requirements in conformance with Section II of PUC Rules. The application includes the direct testimony of the following witnesses in support of the Company's application: Volume 1 - Direct Case: Testimony of Timothy F. Horan, President, Rhode Island/New Hampshire for National Grid USA regarding organizational changes and accomplishments made by the Company since the last base-rate proceedings for Narragansett Electric (2009) and Narragansett Gas (2008) and the background on the business environment and operating factors motivating the Company's proposals in this rate filing; Testimony and schedules of Robert B. Hevert, Managing Partner, Sussex Economic Advisors, LLC and Executive Advisor to Concentric Energy Advisors, Inc. in support of the Company's proposed rate of return and capital structure; and With respect to the Company's proposed capital structure, also see National Grid's April 26, 2012 Application Regarding the Issuance of New Long-Term Debt under examination in Docket No. D-12-12 Testimony and schedules of Maureen P. Heaphy, Vice President, U.S. Compensation, Benefits and Pensions, providing supporting analysis and documentation for the recovery of employee compensation, benefit and pension costs. Volume 2 - Direct Case: Testimony and schedules of Steven F. Doucette of Aon Hewitt presenting an analysis of pension and OPEB expense and supporting the establishment for Narragansett Electric of the Pension Adjustment Mechanism; Testimony and schedules of Evelyn M. Kaye, Vice President, Transactions Delivery Center , describing how the Company manages its uncollectible accounts expense, its proposal for recovery of the associated expense and its related proposals associated with low-income program initiatives; Testimony and schedules of Michael R. Hrycin, Director, Overhead Lines, Rhode Island, providing support for the inclusion of costs associated with 19 new electrical workers in the cost of service for the electric distribution operations; Testimony and schedules of Jeffrey P. Martin, Director, Billing Operations, describing the gas billing system conversion and the proposal to establish a billing credit for the paperless billing program. Testimony and schedules of Alfred P. Morrissey, Lead Analyst, Electric Load Forecasting, presenting Narragansett Electric's sales forecast, customer counts and megawatt demand; and Testimony and schedules of A. Leo Silvestrini, Manager, Gas Load Forecasting and Analysis, providing historical and forecast customer count and customer demand data relative to Narragansett Gas. Volume 3 - Direct Case: Testimony and schedules of Michael D. Laflamme, Vice President, Regulation and Pricing, New England, describing the Company's proposed revenue requirements for Narragansett Electric and Narragansett Gas. Volume 4- Direct Case: Schedules of Michael D. Laflamme. Volume 5- Direct Case: Workpapers of Michael D. Laflamme. Volume 6- Direct Case: Workpapers of Michael D. Laflamme. Volume 7- Direct Case: Testimony and schedules of Howard S. Gorman, Principal Consultant with Black & Veatch Corporation, presenting the allocated cost of service study for Narragansett Electric; and Testimony and schedules of Jeanne A. Lloyd, Manager, Electric Pricing, New England , supporting the proposed revenue allocation and rate design for electric service rates and presenting Narragansett Electric's proposed electric service tariffs. Volume 8 - Direct Case: Schedules of Jeanne A. Lloyd, proposed tariff for Narragansett Electric. Volume 9 - Direct Case: Testimony and schedules of Paul M. Normand, Principal of Management Applications Consulting, Inc., describing the Company's proposed allocated cost of service study for Narragansett Gas, along with the proposed class revenue allocation and rate design and proposed changes to retail delivery service tariffs; and Testimony and schedules of Ann E. Leary, Manager, Gas Pricing, explaining and describing the adjustments to the test year revenues and several proposed tariff changes for Narragansett Gas. Revenue. Volume 10 - Direct Case: Schedule of Amy E. Leary, proposed tariffs for Narragansett Gas . Volume 11 - Direct Case: Rate designs workpapers of Jeanne A. Lloyd, Paul M. Normand and Ann E. Leary. Filing Requirements Pursuant Section II of Commission's Rules: Book 1 of 3 Book 2 of 3 Book 3 of 3 National Grid - Request for Extension of Filing Rebuttal and Surrebuttal Testimony Deadlines (9/21/12)., The Commission granted National Grid's request. National Grid - Letter of Intent to Submt a Settlement (10/3/12) Motions to Intervene: Dept. of Attorney General Peter F. Kilmartin (6/5/12) US Dept. of Navy (6/18/12) The George Wiley Center (6/22/12) Testimony filed by the Division of Public Utilities and Intervenors: Dept. of Navy - Direct Testimony of Ali Al-Jabir (8/30/12) Division of Public Utilities - Direct Testimony of David J. Effron (8/30/12) Division of Public Utilities - Direct Testimony of Matthew I. Kahal (8/30/12) Division of Public Utilities - Direct Testimony of Bruce R. Oliver (8/30/12) Division of Public Utilities - Direct Testimony of Lee Smith (8/30/12) Division of Public Utilities - Direct Testimony of Dr. Emma L. Nicholson (8/30/12) Division of Public Utilities - Direct Testimony of Bruce A. Gay (8/30/12) Public Comments: The Energy Council of Rhode Island (9/21/12) Discovery - Responses to Data Requests (dated): National Grid - Responses to Division's Data Requests Set 1 - ELEC (5/23/12) National Grid - Responses to Division's Data Requests Set 1 - ELEC (5/25/12) National Grid - Responses to Division's Data Requests Set 2 - GAS (5/25/12) National Grid - Responses to Division's Data Requests Set 2 - GAS (5/29/12) National Grid - Responses to Diviision's Data Requests Set 3 - ELEC/GAS (6/11/12) National Grid - Responses to Division's Data Requests Set 3 - ELEC/GAS (6/12/12) National Grid - Responses to Division's Data Requests Set 3 - ELEC/GAS (6/13/12) National Grid - Responses to Division's Data Requests Set 4 - GAS (6/19/12) National Grid - Responses to Division's Data Requests Set 4 - GAS (6/20/12) National Grid - Responses to Division's Data Requests Set 4 - Gas and Motion for Protective Treatment of Division data response DIV 1-4 (6/29/12) National Grid - Responses to Division's Data Requests Set 5 - ELEC (6/22/12) National Grid - Responses to Division's Data Requests Set 5 - ELEC (6/26/12) National Grid - Responses to Division's Data Requests Set 5 - ELEC and Motion for Protective Treatment of Division data responses DIV 5-16 ELEC (6/29/12) National Grid - Responses to Division's Data Requests Set 5 - ELEC (7/2/12) National Grid - Responses to Division's Data Requests 5-16 ELEC and Motion for Protective Treatment (7/20/12) National Grid - Responses to Division's Data Requests Set 6 - GAS (6/22/12) National Grid - Responses to Division's Data Requests Set 6 - GAS (6/26/12) National Grid - Responses to Division's Data Requests Set 6 - GAS and Motion for Protective Treatment of Division data response DIV 6-6-2 and DIV 6-6-3 and DIV 6-16-1 through 6-16-5-(7/2/12) National Grid - Responses to Division's Data Requests Set 6 - GAS (7/20/12) National Grid - Responses to Division's Data Requests Set 6 - GAS (7/23/12) National Grid - Responses to Division's Data Requests Set 7 - ELEC/GAS (6/25/12) National Grid - Responses to Division's Data Requests Set 7 - ELEC/GAS (6/28/12) National Grid - Responses to Division's Data Requests Set 7 - ELEC/GAS (7/5/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (6/25/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (6/27/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (7/3/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (7/5/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (7/6/12) National Grid - Responses to Division's Data Requests Set 8 - ELEC (7/12/12) National Grid - Responses to Division's Data Requests Set 9 - GAS (6/27/12) National Grid - Responses to Division's Data Requests Set 9 - GAS (7/2/12) National Grid - Responses to Division's Data Requests Set 10 - ELEC (6/28/12) National Grid - Responses to Division's Data Requests Set 10 - ELEC (7/3/12) National Grid - Responses to Division's Data Requests Set 10 - ELEC (7/5/12) National Grid - Responses to Division's Data Requests Set 11 - ELEC/GAS (7/6/12) National Grid - Responses to Division's Data Requests Set 11 - ELEC/GAS (7/10/12) National Grid - Responses to Division's Data Requests Set 11 - ELEC/GAS(7/12/12) National Grid - Responses to Division's Data Requests Set 11 - ELEC/GAS (7/13/12) National Grid - Responses to Division's Data Requests Set 12 - GAS (7/6/12) National Grid - Responses to Division's Data Requests Set 12 - GAS (7/10/12) National Grid - Responses to Division's Data Requests Set 12 - GAS (7/13/12) National Grid - Responses to Division's Data Requests Set 13 - GAS (7/16/12) National Grid - Responses to Division's Data Requests Set 13 - GAS (7/17/12) National Grid - Responses to Division's Data Requests Set 13 - GAS (7/23/12) National Grid - Responses to Division's Data Requests Set 13 - GAS (7/24/12) National Grid - Responses to Division's Data Requests Set 14 - ELEC/GAS (7/23/12) National Grid - Responses to Division's Data Requests Set 14 - ELEC/GAS (7/2412) National Grid - Responses to Division's Data Requests Set 15 - ELEC (7/24/12) National Grid - Responses to Division's Data Requests Set 15 - ELEC (7/26/12) National Grid - Responses to Division's Data Requests Set 15 - ELEC (8/7/12) National Grid - Responses to Division's Data Requests Set 16 - GAS (7/24/12) National Grid - Responses to Division's Data Requests Set 16 - GAS (7/26/12) National Grid - Responses to Division's Data Requests Set 16 - GAS (7/3112) National Grid - Responses to Division's Data Requests Set 17 - ELEC (7/26/12) National Grid - Responses to Division's Data Requests Set 17 - ELEC (7/27/12) National Grid - Responses to Division's Data Requests Set 17 - ELEC (7/30/12) National Grid - Responses to Division's Data Requests Set 18 - ELEC (7/26/12) National Grid - Responses to Division's Data Requests Set 18 - ELEC (7/27/12) National Grid - Responses to Division's Data Requests Set 18 - ELEC (7/30/12) National Grid - Responses to Division's Data Requests Set 18 - ELEC (8/2/12) National Grid - Responses to Division's Data Requests Set 19 - ELEC/GAS (7/30/12) National Grid - Responses to Division's Data Requests Set 19 - ELEC/GAS (8/2/12) National Grid - Responses to Division's Data Requests Set 19 - ELEC/GAS (8/8/12) National Grid - Responses to Division's Data Requests Set 20 - ELEC (8/9/12) National Grid - Responses to Division's Data Requests Set 21 - ELEC (8/7/12) National Grid - Responses to Division's Data Requests Set 21 - ELEC (8/10/12) National Grid - Responses to Division's Data Requests Set 21 - ELEC (8/24/12) National Grid - Responses to Division's Data Requests Set 22 - ELEC/GAS (8/7/12) National Grid - Responses to Division's Data Requests Set 22 - ELEC (8/13/12) National Grid - Responses to Division's Data Requests Set 22 - ELEC/GAS (8/15/12) National Grid - Responses to Division's Data Requests Set 22 - ELEC/GAS (8/16/12) National Grid - Responses to Division's Data Requests Set 22- ELEC/GAS (8/21/12) National Grid - Responses to Division's Data Requests Set 23 - ELEC/GAS (8/13/12) National Grid - Responses to Division's Data Requests Set 23 - ELEC/GAS (8/14/12) National Grid - Responses to Division's Data Requests Set 23 - ELEC/GAS (8/15/12) National Grid - Responses to Division's Data Requests Set 23 - ELEC/GAS (8/21/12) National Grid - Responses to Division's Data Requests Set 24 - GAS (8/23/12) National Grid - Responses to Division's Data Requests Set 25 - GAS (8/20/12) National Grid - Responses to Division's Data Requests Set 26 - ELEC/GAS (9/12/12) National Grid - Responses to Division's Data Requests Set 26 - ELEC/GAS (9/13/12) National Grid - Responses to Division's Data Requests Set 27 - ELEC/GAS (9/12/12) National Grid - Responses to Division's Data Requests Set 27 - ELEC/GAS (9/13/12) National Grid - Responses to Division's Data Requests Set 27 - ELEC/GAS (9/21/12) National Grid - Responses to Division's Data Requests Set 28 - ELEC (9/26/12) National Grid - Responses to Division's Data Requests Set 29 - ELEC (10/2/12) National Grid - Responses to Commission's Data Requests Set 1 - ELEC/GAS (6/4/12) National Grid - Responses to Commission's Data Requests Set 1 - ELEC/GAS (6/6/12) National Grid - Responses to Commission's Data Requests Set 1 - ELEC/GAS (6/7/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/16/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/17/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/18/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/19/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/20/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/23/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/24/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/26/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/27/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/30/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (7/31/12) National Grid - Responses to Commission's Data Requests Set 2 - ELEC/GAS (8/1/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/8/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/9/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/10/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/15/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/16/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/20/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/21/12) National Grid - Responses to Commission's Data Requests Set 3 - ELEC/GAS (8/24/12) National Grid - Responses to Commission's Data Requests Set 4 - ELEC/GAS (8/20/12) National Grid - Responses to Commission's Data Requests Set 5 - ELEC/GAS (9/6/12) National Grid - Responses to Commission's Data Requests Set 5 - ELEC/GAS (9/7/12) National Grid - Responses to Commission's Data Requests Set 5 - ELEC/GAS (9/10/12) National Grid - Responses to Commission's Data Requests Set 5 - ELEC/GAS (9/12/12) National Grid - Responses to Commission's Data Requests Set 6 - ELEC/GAS (9/14/12) National Grid - Responses to Commission's Data Requests Set 6 - ELEC/GAS (9/18/12) National Grid - Responses to Commission's Data Requests Set 7 - ELEC/GAS (9/27/12) National Grid - Responses to Commission's Data Requests Set 7 - ELEC/GAS (10/51/2) National Grid - Responses to Commission's Data Requests Set 8 - ELEC/GAS (11/2/12) National Grid - Responses to Commission's Data Requests Set 8 - ELEC/GAS (11/5/12) National Grid - Responses to Commission's Data Requests Set 8 - ELEC/GAS (11/7/12) National Grid - Responses to Commission's Data Requests Set 9 - ELEC/GAS (11/9/12) National Grid - Responses to Commission's Data Requests Set 10 - ELEC/GAS (11/28/12) National Grid - Responses to Navy's Data Requests Set 1 - ELEC (8/2/12) National Grid - Responses to Navy's Data Requests Set 1 - ELEC (8/7/12) National Grid - Responses to Navy's Data Requests Set 1 - ELEC (8/8/12) National Grid - Responses to Navy's Data Requests Set 1 - ELEC (8/13/12) National Grid - Responses to Navy's Data Requests Set 1 - ELEC (8/14/12) National Grid - Responses to Wiley Ctr's Data Requests Set 1 ELEC/GAS (9/10/12) National Grid - Responses to Wiley Ctr's Data Requests Set 1 ELEC/GAS (9/13/12) Dept. of Navy - Responses to Division's 1st Set of Data Requests. (9/13/12) Division of Public Utilities - Responses to Navy's 1st Set of Data Requests (9/25/12) Available upon request. Division of Public Utilities - Responses to Commission's 1st Set of Data Requests (10/15/12) Division of Public Utilities - Responses to Commission's 2nd Set of Data Requests (10/18/12)