Docket No. 4065 - Narragansett Electric Company d/b/a National Grid Application for Approval of a Change in Electric Base Distribution Rates Status of Docket: Closed. Filings Relating to Supreme Court's Remand - Review of Capital Structure Supreme Court Decision issued January 23, 2012 Procedural Schedule - Hearing scheduled March 26, 2012 Settlement Agreement between National Grid and the Division of Public Utilities with respect to the capital structure to be utilized to determine the Company's revenue requirement in base rates (3/2/12) Division's responses to Commission's 5th set of data requests (2/1/12) NGrid's responses to Division's 33rd set of data requests (2/22/12) NGrid's responses to Commission's 18th set of data requests (2/16/12) NGrid's responses to Commission's 19th set of data requests (3/21/12) NGrid's responses to Commission's 20th set of data requests (3/23/12) NGrid's responses to Commisison's 21st set of data requests (3/23/12) NGrid's Compliance Filing (4/18/12) Commission Order No. 20702 approving the March 2, 2012 Settlement Agreement between National Grid and the Division regarding the capital structure for National Grid. Written Order issued 4/13/12. FILINGS RELATING TO NATIONAL GRID'S RATE FILING PRIOR TO THE SUPREME COURT APPEAL: Commission Orders: Commission issues Report and Order No. 19965A summarizing the travel of the case and Commission's findings, and authorizing National Grid to collect additional distbribution revenues of approximately $16.4 million. Order issued on April 29, 2010. Commission issues Order No. 19965 authorizing National Grid to collect approximately $16.4 million in revenues effective March 1, 2010. The Order reflects an abbreviated summary of the PUC's decision. Written Order issued on April 14, 2010. A final Report and Order summarizing the travel of the case and PUC's findings will be issued and posted upon completion. Commission issues Order No. 19711 granting in part the Division's June 9, 2009 Motion to Amend Schedule. Written Order issued 7/16/09. Errata Order No. 19722 to correct clerical error in Order No. 19711. Revised Procedural Schedule for Docket - The deadline to file Motion to Intervene is July 16, 2009. Notice of Technical Session scheduled June 29, 2009 at PUC's office Notice of Public Comment Hearings to be held in various locations in National Grid's service areas. Cross-examination of witnesses will commence November 2, 2009 and be held throughout the month of November. See Hearing Witness Schedule for details. Filings and pleadings submitted by National Grid - Rate Filing National Grid filed on June 1, 2009, an application to implement new rates and tariffs designed to increase annual distribution revenues by approximately $75.3 million. The application includes Transmittal Letter summarizing the components of the application, also the Filing Requirements in conformance with Section II of PUC Rules, and the direct testimony of the following witnesses in support of its application: Volume 1 - Direct Case: Testimony of Thomas King, President of National Grid USA regarding National Grid's vision and policy objectives as they relate to the Company's rate filing; NGrid Hearing Exhibit 1 admitted 11/2/09. Testimony and schedules of John Pettigrew, Executive Vice President and Chief Operating Officer of Electric Distribution Operations of National Grid, describing the Company's capital additions, its inspection and maintenance strategy, cost savings initiatives, and facilities consolidation efforts; Revised Schedule NG-JP-2; and Testimony and schedules of Rudolph Wynter, Senior Vice President, Strategy, Marketing and Energy Efficiency of National Grid, describing the Company's uncollectible accounts expense and related proposals. Volume 2 - Direct Case: Testimony and schedules of Susan Tierney, Ph.D., Managing Principal of Analysis Group, Inc., discussing the Company's proposed revenue decoupling plan; and Testimony of Timothy Stout, Vice President of Efficiency Strategy and Planning for National Grid, discussing the Company's energy efficiency activities in Rhode Island. Volume 3 - Direct Case: Testimony and schedules of Paul R. Moul, Managing Consultant of P. Moul & Associates, in support of the Company's proposed return on equity and capital structure. Volume 4- Direct Case : Testimony and schedules of William F. Dowd, Senior Vice President of U.S. Labor Relations for National Grid, describing compensation and benefit; and Testimony and schedules of Kimbugwe A. Kateregga, Vice President and Consultant of Foster Associates, Inc., presenting the Company's depreciation study and proposed depreciation rates for ratemaking purposes. Volume 5- Direct Case: Testimony and schedules of Robert L. O'Brien, Senior Advisor with of Black & Veatch, describing the Company's proposed Revenue Requirement. Volume 6- Direct Case: Testimony and schedules of Howard S. Gorman, Principal of Black & Veatch, describing the Company's proposed Allocated Cost of Service, Rate Design, and related studies. Volume 7- Direct Case: Proposed Retail Delivery Service Tariffs and provisions, clean and marked to show changes from those currently in effect, which are an exhibit of Mr. Gorman. Volume 8 - Direct Case: Testimony and schedules of Alfred P. Morrissey, Lead Analyst in Electric Load Forecasting in the Energy Portfolio Management Department of National Grid, presenting the Company's sales forecast; Testimony and schedules of John E. Walter, Manager - Outdoor Lighting for National Grid, discussing changes to the Company's Outdoor Lighting tariff provisions; and Testimony and schedules of Carmen Fields, Director-Community Relations/Economic Development NE for National Grid, in support of the Company's economic development program. Volume 9 - Direct Case: Revenue Requirements workpapers of Mr. O'Brien and allocated cost of service and rate design workpapers of Mr. Gorman. Volume 10 - Rebuttal Case (10/6/09) - Includes: Rebuttal testimony and schedules of John Pettigrew Rebuttal testimony and schedule of Rudolph L. Wynter, Jr. Rebuttal testimony and schedules of Susan F. Tierney, PhD. Rebuttal testimony of Paul R Moul Rebuttal testimony and schedule of of Julie M. Cannell Rebuttal testimony of William F. Dowd Rebuttal testimony and schedules of Robert L. O'Brien Rebuttal testimony and schedule of Howard S. Gorman NGrid - Response to Division's Motion to Amend Schedule ( 6/18/09) NGrid - Executive Summary of Witnesses (10/27/09) NGrid - Initial Brief (1/22/10) NGrid - Reply Brief (1/29/10) NGrid - Amended Compliance Tariff Filing (transmittal letter) consisting of revised tariffs in conformance with PUC's ruling at open meeting held February 9, 2010. The amended tariffs are designed to generate additional distribution rate revenue in the amount of $16,231,000 or approximately 8% for a total distribution rate revenue in the amount of $239,623,000. The revised rates are effective for usage on and after March 1, 2010. The compliance filing consists of the following attachments: Attachment 1 - Book 1 of 1 Allocation of Overal Revenue Increase Attachment 1 - Book 2 of 1 Attachment 2 - Book 1 of 1 Combined Impacts of Dockets 4041, 4065 & 4140 - providing compliance rates, fees, schedules and tariff associated with Docket 4065 as presented in Attachment 1, but also rates schedules and tariff cover sheets resulting from the PUC's decision in Docket No. 4041 regarding Standard Offer Service and Renewable Energy Standard, and also Docket No. 4140 governing the Retail Rate Filing. NGrid - Second Amended Compliance Tariff Filing (transmittal letter) recalculating the company's revenue requirement based on the effective actual long-term debt rate. The Compliance filing consists of the following attachments: Attachment 1 - Book 1 of 2 Recalculated revenue requirement schedules reflecting actual effective long-term debt rate and revised allocated cost of service and rate design Attachment 1 - Book 2 of 2 Proposed tariffs marked to show changes to current tariffs (filed April 30, 2010) Filings and pleadings submitted by the Division of Public Utilities and Intervenors: Division of Public Utilities & Carriers (Division) - Motion to Amend Schedule (6/9/09) Division - Letter to communicate its continuing opposition to the Procedural Schedule (6/11/09) Division - Direct testimony of the following witnesses: Direct testimony of David J. Effron (9/15/09) Surrebuttal testimony of David Effron (10/27/09) Direct testimony of Richard S. Hahn (9/15/09) Surrebuttal testimony of Richard S. Hahn (10/27/09) Direct testimony of Bruce A. Gay (9/15/09) Surrebuttal testimony of Bruce A. Gay (10/27/09) Direct testimony of Bruce R. Oliver (9/15/09) Surrebuttal testimony of Bruce R. Oliver (10/27/09) Direct testimony of Matthew I. Kahal (9/15/09) Surrebuttal testimony of Matthew I. Kahal (10/27/09) Direct testimony of Lee Smith (9/30/09) Surrebuttal testimony of Lee Smith (10/27/09) Direct testimony of Dr. Dale E. Swan (9/15/09) Surrebuttal testimony of Dr Dale E. Swan (10/27/09) Division - Executive Summary of Witnesses (10/29/09) Division of Public Utilities - Objection to and Motion to Strike Company Response to Commission Record Request No. 12 and to Bar Testimony of Michael Laflamme (12/7/09) Division - Initial Brief (1/22/10) Division - Reply Brief (1/29/10) Division - Memorandum summaring its review & finding regarding National Grid's February 26, 2010 Amended Compliance Tariff Filing (3/1/10) Division - Memorandum summaring its review and finding regarding National Grid's April 30, 2010 Second Amended Compliance Filing (5/25/10) Dept. of Attorney General - Motion to Intervene (6/12/09) Dept. of Attorney General - Initial Brief (1/22/10) Dept. of Navy - Motion to Intervene (filed 6/9/09) Dept. of Navy - Direct testimony of Ali Al-Jabir (9/15/09) Dept. of Navy -Initial Brief (1/22/10) Conservation Law Foundation (CLF) - Unopposed Motion to Intervene (6/11/09) CLF - Direct testimony of Shanna Cleveland (9/15/09) CLF - Surrebuttal testimony of Shanna Cleveland (10/27/09) CLF - Initial Brief (1/22/10) The Energy Council of RI (TEC-RI) - Motion to Intervene (7/13/09) TEC-RI - Direct testimony of John Farley (9/15/09) TEC-RI - Surrebuttal testimony of John F. Farley (10/27/09) TEC-RI - Initial Brief (1/22/10) The George Wiley Center - Motion to Intervene (7/16/09) The George Wiley Center - Position/Comments( (9/15/09) The George Wiley Center - Surrebuttal Comments (10/27/09) Environment Northeast - Motion to Intervene (7/16/09) Environment Northeast - Initial Brief (1/22/10) Envirnoment Northeast - Reply Brief (1/29/10) Energy Efficiency and Resources Management Council (EERMC) (7/20/09) EERMC - Direct testimony of Mark Newton Lowry, PhD (9/15/09) EERMC - Initial Brief (1/22/10) Dept. of Attorney General - Objection to and Motion to Strike NationalGrid Response to Commission Record Request No. 12 and to Prohibit Testimony of Michael Laflamme (12/7/09) Parties' Responses to Data Requests (some responses are not available online but can be examined at the Commission Clerk's office): NGrid's responses to Commission's 1st set of data requests and Motion for Protective Treatment of Commission's data response COMM 106, & 109(11) (filed 6/26/09) NGrid's responses to Division's 1st set of data requests (6/26/09) NGrid's responses to Division's 2nd set of data requests (6/26/09) NGrid's responses to Commission's 1st set of data requests; and responses to Division's 1st and 2nd; and Motion for Protective Treatment of DIV 2-1 (7/1/09) NGrid's response Division's 3rd and 4ths set of data requests; response to Commission's 1st set data requests 1-17, 1-28 and 1-90 (7/6/09) NGrid's Division's 1st, 4th and 6th set of data requests; also response to Commission's 1st set of data requests; Motion for Protective Treatment of Commission data request COMM 1-78 (7/15/09) NGrid's response to Navy's 1st set of data requests (6/29/09) NGrid's responses to Division's 5th, 6th, 7th, 8th, 9th and 10th set of data requests; additional response to PUC's 1st set of data requests and response to Navy's 2nd set of data requests (7/22/09) NGrid's responses to Division's 8th set of data requests; responses to Division's 7th and 3rd set of data requests; also responses to PUC's 1st set of data requests (8/3/09) NGrid's responses to data requests issued by the Division and the Commission (8/11/09) NGrid's responses to data requests issued by the Division, the Commission and the Navy (8/14/09) NGrid's responses to data requests of the Division, Commission and the Navy; and Motion for Protective Treatment concerning Company's response to the Commission data request COMM 2-17(8/18/09) NGrid's responses to data requests issued by the Division and the Commission (8/18/09) NGrid's responses to data requests issued by the Commission and the Division (8/20/09) NGrid's responses to data requests issued by the Commission, the Division and the Navy (8/21/09) NGrid's responses to data requests of the Commission, the Division and the Navy (8/24/09) NGrid's Motion for Protective Treatment concerning Company's response to Commission's 2nd set of data request, specifically COMM 2-27; and responses to data requests of the Commission, Division and George Wiley Center (8/27/09) NGrid's Motion for Protective Treatment concerning the Company's data response DIV 11-29 and DIV 22-4; and responses to PUC's and Division's data requests (9/1/09) NGrid's response to data requests issued by the Division; and response and attachment to COMM 3-6 (9/10/09) NGrid's responses to Commission's and Division's data requests; and Motion for Protective Treatment concerning data response COMM 2-27-1 and 2-27-2 (9/30/09) NGrid's responses to Commission's and Division's data requests (10/23/09) NGrid's responses to Commission's and Division's data requests (10/30/09) NGrid's response to Commission Record Request No. 12 (RR-12) (12/1/09) NGrid's response to Commission's data requests and November 3 record requests (12/2/09) NGrid's response to Commission's data requests COMM 9-1 & COMM 10-3 and November 4 record requests (12/4/09) NGrid's response to November 5 record requests issued by the Commisison and Motion for Protective Treatment of attachment 2 for record request RR-COMM-22 (12/4/09) NGrid's response to Commission's data requests COMM 11-2 & COMM 11-3 and responses to record requests issued at the November 5, November 6, November 12 and November 13 hearings (12/7/09) NGrid's response to data request COMM 11-3 (revised) and response to record requests issued by the PUC, Division and TEC-RI; and Motion for Protective Treatment of response RR-COMM-19 (12/11/09) NGrid's response to record requests issued during the November 6, 2009 hearing (12/28/09) NGrid's response to record requests & data requests (1/5/10) NGrid's response to PUC's data requests and record requests (1/11/10) NGrid's response to PUC's data requests and record requests (1/22/10) NGrid's response to PUC's data requests COMM 15-3, COMM 15-5, COMM 16-1 & COMM 16-2 (2/2/10) TEC-RI's responses to Division's 1st set of data requests (9/21/09) TEC-RI's response to PUC's 1st set of data requests (11/25/09) TEC-RI's response to Record Request 1 (1/4/10) Division's responses to NGrid's 1st set of data requests (10/19/09) Division's responses to PUC's 1st set of data requests (11/18/09) Division's response to PUC's 2nd set of data requests (12/11/09) Division's response to PUC's 3rd set of data requests (1/21/10)